Where Are We Now? -  Current CAFCASS Issues for NAGALRO Members (Sept 2002)
Susan Bindman, Chair of NAGALRO

 

NAGALRO wrote to its full members on 8 July 2002 to update them about decisions made by CAFCASS and NAGALRO's work and, most importantly, to seek feedback from the members. 

 NAGALRO continues in its endeavours to maintain regular and open communication with CAFCASS through all possible channels, to articulate the views of its members and to contribute positively to the creation of a high-quality service for children and families. It has made representations to CAFCASS at recent meetings, including:

 ·       Susan Bindman, Carol Edwards, Michael Griffith-Jones and Alison Paddle at meetings with Jonathan Tross and the CAFCASS Executive Team, during June and July 2002

·       Helena Ware and Veronica Swenson, with representatives from other professional associations, looking at professional development issues within CAFCASS

·       Helena Ware and Alison Paddle at meetings for CAFCASS stakeholders to discuss the Corporate Plan 

·       Sheila Brougham at the group set up by CAFCASS to look at report formats

·       Karen Harris, Ben Grey and Susan Bindman at the CAFCASS Case Management User Group

·       Liz Hickman at the All Party Parliamentary Group for Children

·       Liz Hickman and Carol Edwards at the Professional Induction and Training Working Group.

 

Allocation problems and waiting lists

The most pressing issue for CAFCASS has been the increasing waiting lists of public law cases throughout England and Wales.  In London the waiting list is now about 140 cases, even after the allocation of ten cases to each of the newly appointed agency workers.  Areas that had never previously experienced waiting lists saw them develop. Devon, Cornwall, Kent, Wales, West Midlands, Hertfordshire, Surrey, Kirklees and Teeside all reported increasing delays for children awaiting the appointment of a Guardian.  There were reports of a few cases still unallocated six months after proceedings were commenced.

 

NAGALRO's concern remains that CAFCASS has failed to capitalise on the benefits of a mixed economy of employment and self-employment.  NAGALRO continues to argue consistently that this model can deliver a flexible and economical service, that it had been attractive to skilled practitioners for many years, and that it had, with the exception of London and the Northeast, provided Guardians for children without delay.

 

The crisis in allocation of public law cases resulted from CAFCASS' own decisions.  The decision to end self-employment in July 2001 created a limbo for self-employed guardians that endured until March 2002. The problems were exacerbated by inaccurate and discouraging messages from CAFCASS managers and the development of a bureaucratic and distant organisational culture which deterred guardians from making their professional time available to CAFCASS.  Further, CAFCASS made it necessary for self-employed guardians to attend to 'market forces' and many found that they commanded greater professional respect, and a higher level of fees, outside CAFCASS.

 

Susan Bindman, Carol Edwards and Michael Griffith-Jones represented NAGALRO at two meetings requested by the CAFCASS Executive Team to discuss the crisis in allocations of public law cases in London, on 25 June 2002 and 3 July 2002.  The CAFCASS team was headed by Anne Chan in Jonathan Tross' absence.  At the first meeting Anne Chan set out six strategies that were being implemented or considered to alleviate the crisis in allocations. They were:

1. A recruitment drive, described as much less successful than expected, with only 14 potential employees on the shortlist

2.  More effective management of the currently employed workforce

3. Offers of payment of overtime to employees, of which there had been virtually no take-up

4. Training private law practitioners to undertake work in Adoption cases as Reporting Officers and Children’s Guardians

5.  Recruiting locum staff from social work agencies

6.  Piloting a staff bank of employees.

 


These were, in the main, medium-term remedies that reflected CAFCASS’ emphasis on the employed model of service delivery.  NAGALRO’s calculations of the number of cases that could be allocated as a result of each initiative showed that the impact was likely to be small. NAGALRO representatives advised strenuously against option 5, the recruitment of locum staff from agencies.  After leaving the meeting on 25 June, they learned that 12 agency staff had been receiving induction training on that day, whilst the meeting had been taking place.

 

At the second meeting on 3 July, NAGALRO emphasised again that it could not support the recruitment of agency locum staff. Its forceful arguments were not accepted by the Executive Team.

 

The rates to be paid to these agency locum staff are in excess of those available to either employed or self-employed practitioners.  It was reported, but not confirmed by CAFCASS, that the locums would have contracts to do guardian work in London for up to a year, at rates of £27–£30 per hour.  The Executive Team advised that it was going to seek ratification of these appointments by the CAFCASS Board, but it appeared to NAGALRO that the management decisions had already been made.  It is NAGALRO’s concern that agency workers do not have the experience, or the commitment to the organisation, of existing practitioners.

 

We predicted that such actions would alienate the very practitioners that CAFCASS needs to retain – those with experience and commitment, and that whatever gains are made in the short term will be lost in the longer term, if experienced practitioners stop taking allocations, or if employees leave.

 

NAGALRO's advice to CAFCASS

Our letters to Jonathan Tross (dated 21 June and 10 July 2002) set out what needs to change.  The only way CAFCASS can make an immediate impact on the waiting list is to act so as to persuade self-employed guardians to take work.  This can only be achieved by demonstrating a genuine respect for the practitioners CAFCASS wishes to keep.

 


The points we highlight as an agenda for change are:

 

1.  Professional recognition

CAFCASS needs to develop a child-focussed agenda that recognises the expertise involved in the professional task and values training and practice development.

 

2.  A long-term future for self-employment within CAFCASS

A need to address the misinformation, e.g. about quotas, the need for large portfolios of other work and the need for increased numbers of employed versus self-employed, which blocks the allocation of cases to self-employed practitioners. Some progress has been made on this issue.

 

Self-employed contractors need to perceive that they have a long-term future within CAFCASS or they will choose to work where they feel more valued.

 

The complexity of the new forms is a deterrent to self-employment.

 

3.  Appropriate rates of remuneration

The issue of travel expenses needs to be revisited urgently.  CAFCASS cannot allocate cases that would cost the practitioner more than the fees they earned.

 

CAFCASS needs to consider, particularly in London and the South East, that the market value of guardians is much higher than the terms CAFCASS is prepared to offer.

 

A pay review for employees is essential as, in London and the South East, the salary scales, once again, will not reflect the salaries available to more experienced applicants elsewhere.

 

We advised CAFCASS in the strongest possible terms that in recruiting agency staff to alleviate the London waiting list, without first considering incentives to serving practitioners, it was taking a very dangerous decision that would rebound as more self-employed practitioners walked away.

 

CAFCASS needs to rethink its whole approach and to proceed in a more coherent and coordinated way, one that makes better use of resources already available.  Work previously done in relation to training, standards, complaints, must now be incorporated into any new proposals.  NAGALRO is committed to working with CAFCASS and assisting, but it is a matter for CAFCASS alone to make effective decisions that will retain practitioners.  The Executive members of CAFCASS say that they are listening, but have yet to demonstrate signs of effective change.

 

In the meantime, to assist CAFCASS, NAGALRO has continued to posted information about priority cases in London (prepared by Eva Gregory, in a form that will not reveal the identity of parties) for the attention of all London Guardians in the hope that this will encourage the self-employed to take on another case.

 

CAFCASS change of policy in allocating to self-employed contractors

NAGALRO has queried CAFCASS' interpretation of Inland Revenue policy over the risks borne by self-employed contractors.  NAGALRO, on the advice of Ernst and Young, Accountants, considers that insisting upon a fixed proportion of portfolio work and deterring the recruitment of self-employed contractors have significantly affected the ability of CAFCASS to allocate work in a flexible manner. It is our advice that the risk is purely an individual and professional one and we have encouraged CAFCASS not to use the Inland Revenue again as an instrument for its own internal policy decisions.

 

NAGALRO expects to be included in the CAFCASS internal audit for the Inland Revenue later this year.

 

As a result of NAGALRO’s representations, Simon Bartrum wrote to managers clarifying the CAFCASS policy on allocation to self-employed contractors, dealing positively with some of these issues.  This should end attempts to set limits (e.g. under 50%) to the proportion of CAFCASS work that can be included in a self-employed contractors’ portfolio.

 

We are very aware that employed colleagues will be equally affected by the build-up in allocations, and will have their own views about the appointment of agency workers in any part of CAFCASS.  We also understand that there are disparities about overtime, time-off-in-lieu, and overtime payments around the country, and also about workload expectations.

 

Recent developments

During July and August 2002, management targets for the workload of employed guardians started to place pressure on colleagues around the country. Meanwhile, waiting lists continued to grow.

 

In London, where fees of £34 per hour plus travelling expenses are being paid to some agency workers, waiting lists remain at unacceptably high levels (140 in the last week of August). The waste of public money that could have been redirected more effectively to long-serving and experienced contractors, both employed and self-employed, increases disaffection among practitioners - who take their skills elsewhere. That the children, whose cases are brought by e-mail to the attention of London Guardians, are not getting a service, in spite of the large expenditure to agency workers, will continue to raise questions.

 

We have received reports of the judiciary's increasing frustration with the inability of CAFCASS regions to supply Children’s Guardians, and that in one region a Judge has directly approached a former member of the local GALRO panel (as reported in Community Care magazine, August 2002).  That Charles Prest sees a solution to this dilemma in asking Judges not to trouble managers with attendance at Courts, to explain why there are no Guardians, seems an unusual way to proceed.

 

To go so far as to suggest that Guardians be excused attendance at directions hearings where much crucial planning takes place outside Court, is both contrary to Court Rules and inimical to children’s interests. Financial constraints should not become an easy justification for the rationing of services, and the erosion of professionalism, in a system that has worked effectively before the advent of CAFCASS. A simplistic fiscal defence is particularly unacceptable in the context of the continuing growth, and increasing expenditure, in CAFCASS’ management structure.

 

On the positive side, we can report alterations to the invoicing forms, as a result of constructive criticism and suggestions from a working party that included Alison Paddle and Sue Justice. And agreement has been reached about payment for the time spent completing case plans and case closure forms. Further refinements will be needed, and Alison Paddle will continue to discuss these with Simon Bartrum.

 

NAGALRO has two meetings planned with the Executive Team in September and October 2002, when policy issues will continue to be discussed. Jonathan Tross has promised that in November there will be a proposal to the Board for the enhancement of the fees for self-employed contractors. Given the recent settlement of a pay claim with UNISON, we hope there will be an across-the-board consideration of remuneration for both self-employed and employed practitioners.

 

Liz Hickman, a NAGALRO council member, has attended two meetings about training convened by Yvonne Doyle, a consultant now retained by CAFCASS. Liz reports a consensus from the group that three days is the minimum basis on which new public law practitioners can be given any basic grounding.

 

Ben Grey and Karen Harris continue to participate in the Case Management Group convened by Simon Bartrum. The need for CAFCASS to commit itself to a budget, to a Project Manager and to a Project Board are seen as the main objectives before this group can proceed to providing a user-specification for any future Information Technology system.

 

NAGALRO's contributions to the discussions will be posted on the Smartgroup and the NAGALRO website, to which we welcome further contributions and debate.

 

Views of employed and self-employed members surveyed

A survey of employed and self-employed members' attitudes towards CAFCASS, and an indication of future intentions, is being collated by Ann Way and Karen Harris. We hope to publish this in October. It shows a continuing dissatisfaction with CAFCASS' general treatment of all practitioners, and reflects the mixed messages still being given in several regions about the second-class status of self-employed contractors.  Both employed and self-employed indicate that they feel undervalued and that a role of which they once were proud is being diminished and discredited. Money, and travel costs in particular, feature prominently as an issue, along with great resentment at CAFCASS employing agency workers prior to offering any incentives to current and former, experienced practitioners.

 

We are aware from CAFCASS newsletters that Cathy Byrne, the new head of communications, is trying to make communications from CAFCASS more accessible and that archives of research and legislation are being entered on the CAFCASS website, although a much-needed integrated Internet facility for use by all practitioners, continues to be resisted.

 

Though Jonathan Tross’ timely letters have increased confidence in CAFCASS’ ability to communicate more openly, members query the appointment of an accountant to a Board where few bring the professional expertise about working with children which is CAFCASS’ prime function; they query the little information given about the sacking of Ms Shepherd, and they query the discussions Mr Prest is having about asking the Courts to restrict the pressure they place on CAFCASS, without regard to the effect on children who are not receiving a service.

 

Colleagues around the country will be aware that two children have recently died whilst subject to care proceedings: one in Plymouth and one in the West Midlands.  How these tragedies relate to the inability of CAFCASS to maintain the previous level of Guardian service remains as yet unanswered, but these events reflect the worst fears that many will share.

 

 

Editorial

 

In ‘Where Are We Now?  -  Current CAFCASS Issues for NAGALRO Members‘ (page… ), Susan Bindman has summarised a number of recent developments. They include CAFCASS’ peremptory decisions on the deployment and payment of staff from agencies as Children’s Guardians, and its misguided attempts to resolve the problems of its inability to provide an adequate service. She comments that;

 

‘Financial constraints should not become an easy justification for the rationing of services, and the erosion of professionalism, in a system that has worked effectively before the advent of CAFCASS. A simplistic fiscal defence is particularly unacceptable in the context of the continuing growth, and increasing expenditure, in CAFCASS’ management structure’.

 

On 20 August 2002, Charles Prest, the Director of Legal Services at CAFCASS, sent a Memo to his Regional Managers seeking their help, over the following few weeks, to produce a list of ways in which judges could help CAFCASS to provide a better service. He listed several examples already on the list. They included asking judges: ‘please don’t summon managers to attend court to explain delays in appointing a children’s guardian – it only wastes their time; please dispense with the attendance of the CAFCASS officer at directions hearings wherever possible; please don’t scatter directions hearings in family matters throughout the week but have a day or days in which you deal with them all; and please postpone any radical ideas (cf Re W & B)’.

 

One of the reasons given by Prest for embarking upon this exercise was ‘as part of CAFCASS’ proper response to difficulties in allocating staff as quickly as it should in some parts of England and Wales’. Prest wants the judiciary to share responsibility for getting the most out of CAFCASS’ finite resources.

 

There have been many criticisms of this approach. On 28 August 2002, Alison Paddle, on behalf of NAGALRO wrote to Prest thus;

‘we would deplore any attempt to dilute the roles and responsibilities of practitioners by the backdoor’.  Some critics have suggested that courts’ dispensation of the attendance of CAFCASS officers at directions hearing would be contrary to the Court Rules (for example Rules 7, 11A and 11B).  Many of them have emphasised the key role played by a Children’s Guardian in the early stages of proceedings. Paddle commented that ‘Attendance at directions hearings is extremely important in public law work.  It provides an opportunity for fundamental input to the direction of the case and ensures that the appropriate steps are taken so that children are adequately represented.  Much crucial negotiation between parties takes place at directions hearings’. 

 

An expeditious and critical appraisal of the risks and protective factors affecting, especially the very young and vulnerable, children in public law proceedings, is a vital component in safeguarding their welfare. Decisions made about contact with family members, about provision of services, about assessments and, crucially, about placement often have far-reaching implications. They can affect the chances of a child successfully returning to his or her family, or of being subjected to the inexorable consequences of drift and corporate neglect.

 

The influence of a single, independent childcare expert to review the proposals and circumstances of the individual child, and to identify the welfare issues that distinguish his or her interests from those of the adult parties, must be provided at the commencement of proceedings. That cannot wait until the child’s name reaches the top of a waiting list and it cannot wait until the local court finds an economical ‘slot’ for a directions hearing. Nor can it be provided by the child’s solicitor, who has a vital, but entirely distinct, role.

 

For many months, solicitors from the Law Society’s Children Panel have been appointed to represent children for whom no Children’s Guardian is available. The view that to have the legal aspect of tandem representation without the welfare aspect is better than to have neither, has generally prevailed. It was in that context that Philip Kidd of Tozer’s solicitors wrote to the local designated judge in Devon to state that he was unwilling to be appointed, in the absence of a Children’s guardian, unless the child concerned was competent to give his or her own instructions.  Kidd has adduced cogent arguments in his letter  (page … ) and has prompted a rekindling of debate about this issue.

 

The philosophical garb in which CAFCASS’ approach is dressed is that of Utilitarianism, the benefit of the individual yielding to the greater good of the many. The corporate coat it wears is that of fiscal responsibility. Each of these has protected CAFCASS to some effect over several seasons, but both are wearing thin.

 

Competition for finite resources (allegedly fixed elsewhere, entirely beyond the control of anyone we have access to) has set professional against professional, interest group against interest group, the ‘dedicated’ against the ‘greedy’.  Centralisation, the burgeoning growth of management and the emergence of a culture that derides professional accountability and independent advocacy, have been similarly alienating and divisive.  They have impoverished the service to individuals whilst stunting, rather than improving, the provision to all. 

 

No amount of dressing up this dismal approach as pragmatism, as responsible accounting, or as aspiring to some higher long-term goals, can disguise its true nature. It is the erosion of fundamental principles on which a service that safeguards the interests, and promotes the rights, of some of the most vulnerable children in our society, is built.

 

Veronica Swenson

September 2002